Jerrold Fine - Charter Oak Partners Management - 2024 13F Holdings, Performance, and AUM (2024)

FAQs

What is a 13F filing summary? ›

The Form 13F report requires disclosure of the name of the institutional investment manager that files the report, and, with respect to each section 13(f) security over which it exercises investment discretion, the name and class, the CUSIP number, the number of shares as of the end of the calendar quarter for which ...

Hedge funds fall under the definition of "institutional investment managers", which SEC guidelines use to determine who is required to submit SEC form 13F filings. This means any fund with at least $100,000,000 assets under management is legally required to submit their form every quarter.

The average annual return on investment for hedge funds varies widely depending on the fund's strategy, market conditions, and the skill of the fund managers. Historically, it's been around 6-8%, but this can fluctuate significantly.

It's important to note that the SEC requires a Form 13F filing even if the manager's AUM drops below the threshold during the applicable year. This means that so long as, at any point during the year, your firm exceeded $100 million in discretionary Section 13(f) securities, then filing is required.

Overall, Form 13F filings are an important resource for investors as they provide insights into the investment activity of large institutional investors and can help to inform investment decisions.

With the threat of recession growing, we examined hedge fund performance during recessionary periods over the last three decades, finding that they have demonstrably outperformed when stocks have declined.

The SEC's Form 13F must be filed quarterly by institutional investment managers with at least $100 million in assets under management. Congress intended these filings to provide transparency on the holdings of the nation's biggest investors.

Banks, bank holding companies, and broker/dealers that exercise investment discretion over $100 million or more in Section 13(f) securities are required to file Form 13F, even though they are excluded from the definition of investment adviser in Section 202(a)(11) of the Investment Advisers Act.

Typically, they are long positions of exchange-traded stocks, shares of closed-end investment companies, shares of exchange-traded funds (ETFs), certain convertible debt securities equity options, and warrants. Open-end investment companies (mutual funds) are not eligible and do not need to be reported.

What is the difference between 13F and 13G? ›

5. Key Differences between Form 13F and Schedule 13G: - Reporting Threshold: Form 13F applies to institutional investment managers with at least $100 million in assets, while Schedule 13G applies to investors who hold more than 5% of a company's outstanding shares.